Zoned In: How Residence Restrictions Lead to the Indefinite and Unconstitutional Detention of New Yorkers Convicted of Sex Crimes

“[T]he Constitution protects all people, and it prohibits the deprivation of liberty based solely on speculation and fear.”

-Justice Sonia Sotomayor1

Introduction

In 2008, Angel Ortiz pleaded guilty to robbery and attempted sexual abuse for “sexually threatening a pizza delivery man during the course of a robbery.”2 He was sentenced to a ten-year determinate sentence in New York State prison, followed by a five-year period of post-release supervision.3 While in prison, Mr. Ortiz participated in alcohol and substance abuse treatment and completed a program that taught him how to prevent reoffending behaviors.4 He maintained that his participation in the programs at the prison taught him how to regulate his impulses and effectively cope with the substance use disorder that had plagued him for many years.5

After completing his prison sentence, Mr. Ortiz was transferred to a residential treatment facility located within Fishkill Correctional Facility to begin the post-release supervision portion of his sentence.6 Under New York State law, his time in the residential treatment facility, which in all significant ways functioned as an ordinary prison facility, was not to exceed six months.7 Upon his release, he intended to return to New York City, where he had lived for most of his life, so that he could rebuild his relationship with his eleven-year-old daughter.8

Mr. Ortiz proposed dozens of potential addresses to the Department of Corrections; however, each was rejected.9 Because Mr. Ortiz’s conviction involved a sexual threat and he had been convicted of a sexual offense decades earlier, he was subjected to New York’s sex offender registry scheme, which prevents individuals with certain convictions from living within one thousand feet of schools.10

In November of 2018, Mr. Ortiz was finally released to a homeless shelter located on Wards Island.11 All told, Mr. Ortiz served twenty-seven extra months in prison solely because he was unable to procure a housing arrangement deemed suitable by the Department of Corrections.12

Mr. Ortiz’s situation is not unique but rather illustrates a serious constitutional issue affecting incarcerated people throughout the country.13 In densely populated areas like New York City, finding housing that is located more than one thousand feet away from a school can be nearly impossible.14 As a result, many New Yorkers convicted of crimes who would otherwise be released languish in prison until the rare bed opens in one of the city’s few shelters that admit sex offenders.15 Effectively, some incarcerated people’s sentences are extended indefinitely due to a policy that severely limits approved housing in a city that already suffers from a housing shortage.16

The New York Court of Appeals heard Mr. Ortiz’s case, ruling for the first time on the significant constitutional issues presented by the indefinite detention of sex offenders in People ex rel. Johnson v. Superintendent, Adirondack Correctional Facility.17 After the New York Court of Appeals rejected Mr. Ortiz’s claim, the United States Supreme Court denied certiorari for jurisdictional reasons.18 Justice Sonia Sotomayor, however, was compelled to write an accompanying statement to address the “grave” constitutional concerns she identified in the policy.19 She felt it was inevitable that the issue would ultimately reach the Supreme Court and urged the New York Legislature to modify its policy.20

This Note will argue that New York City’s detention of individuals convicted of sex offenses for periods of time that exceed the maximum sentence that could be legally imposed for their offenses violates the Eighth Amendment of the United States Constitution. These detentions fail to meet even the most relaxed standard of judicial review. This Note will argue that detaining individuals because of their inability to find housing deemed suitable under the Sex Offender Registration and Notification Act constitutes cruel and unusual punishment because doing so inflicts a punishment based on homelessness—a status that is imposed upon individuals by the severe restrictions contained in the statute. This Note will also argue that the policy fails to pass constitutional muster because it leads to the indefinite detention of citizens while failing to advance, and potentially serving to undermine, the legislature’s stated goal of protecting the public from sexual violence.

This Note will proceed in three parts. Part I will introduce the background and history of sex offender registry laws, tracking their expansion and development over the last three decades. This Part will also explain the mechanics of state and federal statutes with a focus on the New York sex offender registry scheme. Part II will analyze the current state of the law in New York, beginning with an examination of how incarcerated sex offenders who are unable to find suitable housing before they are released may be incarcerated indefinitely. The analysis will then focus on the New York Court of Appeals’ decision in People ex rel. Johnson v. Superintendent, Adirondack Correctional Facility, wherein the court rejected Petitioners’ Due Process and Eighth Amendment claims, upholding New York’s policy of indefinitely detaining certain sex offenders.21 The Note will further analyze Justice Sonia Sotomayor’s statement accompanying the Supreme Court’s denial of certiorari, in which she outlined her concerns with the constitutionality of the policy. Finally, the Note will argue that the New York Court of Appeals erred in this decision because the policy punishes individuals for the fact that they are made homeless by the policy. It will then discuss how the lack of empirical data supporting the effectiveness of residence requirements in preventing recidivism and promoting public safety renders the policy unconstitutional under even the most relaxed form of judicial review.

I. Background

A. Origins of the Sex Offender Notification and Registration Act

While there have always been horrific crimes committed against women and children, the development of preventative sex offender laws began in earnest in the late 1980s and early 1990s in response to a number of high-profile crimes.22 One of the most notable of these crimes occurred in 1989 when an eleven-year-old boy named Jacob Wetterling was abducted while riding his bike in his Minnesota hometown by a masked man and murdered.23 The crime went unsolved for three decades until his buried body was recovered on a nearby farm.24 While the perpetrator of this crime was never apprehended, Wetterling’s mother,25 along with others, advocated for a system that would track sex offenders in the hopes of preventing future similar tragedies, with a particular emphasis on protecting children from becoming victims of sexually violent crimes.26 This event, among others, was the catalyst for the Jacob Wetterling Crimes Against Children and Sexually Violent Offender Act (Wetterling Act), the first federal sexual assault registry law.27

The Sex Offender Registration and Notification Act (SORNA) represents the modern formulation of the federal sex offender registry framework, requiring offenders to register their personal and residential information with the state,28 and allowing for community notification that a sex offender lives within a certain geographical area.29 This became the first “comprehensive national system for the registration of those offenders,” enacted “[i]n order to protect the public from sex offenders and offenders against children.”30 The statute was drafted and codified “in response to the vicious attacks by violent predators” against seventeen women and children who were the victims of murder, sexual assault, or both, between 1984 and 2006.31

Section 20911 of the statute enumerates the types of convictions that are covered by the Act32 and the three tiers of offenders.33 A “tier I sex offender” is defined as “a sex offender other than a tier II or tier III sex offender.”34 Section 20912 requires each jurisdiction to implement its own registry of sex offenders and establishes community notification requirements.35 Section 20913 sets the registry requirements for sex offenders, stating generally:

A sex offender shall register, and keep the registration current, in each jurisdiction where the offender resides, where the offender is an employee, and where the offender is a student. For initial registration purposes only, a sex offender shall also register in the jurisdiction in which convicted if such jurisdiction is different from the jurisdiction of residence.36

B. Growth of the Reach of SORNA

Before 1994, few states required those convicted of sex offenses to register their information with law enforcement agencies.37 In 1944, California passed the nation’s first registration law, with Arizona following suit in 1951.38 Other states passed similar laws over time, with some requiring sex offenders to register identifying information, while others required only habitual offenders to do so.39

In the late 1980s and 1990s, however, the concept of the “sexual predator” as a separate and uniquely dangerous group emerged.40 This trend occurred against the backdrop of extensive media coverage of a relative few egregious crimes, calling for crimes against women and children to be taken more seriously by the criminal justice system.41 The dominant narrative in the public and political spheres became clear—these crimes were preventable and therefore required a different approach than merely punishing offenders for their crimes with periods of incarceration.42

In 1994, the Wetterling Act was passed, requiring each state to implement a sex offender registry.43 This represented a turning point in sex offense legislation because it imposed a more uniform federal standard, allowing all states to implement their own community notification schemes.44 It also tied federal funding to compliance, conditioning ten percent of each state’s funding on its successful implementation of the law.45 Therefore, states had a monetary incentive, in addition to mounting public pressure, to enact aggressive policies related to sex offenders.46

In 1996, the Wetterling Act was amended and expanded by Megan’s Law, requiring all states to implement a community notification scheme.47 This law was enacted after seven-year-old Megan Kanka was raped and murdered by her neighbor who lured her into his home with the promise that she could pet his dog.48 After later learning that the neighbor had two convictions for sex offenses, Megan’s parents stated that they would have never allowed their daughter to travel alone in their neighborhood.49 It was their hope that, if parents knew that a sex offender lived in their neighborhood, they would supervise their children more closely and avoid the homes where they knew sex offenders resided.50 The New Jersey State Legislature swiftly and unanimously passed Megan’s Law,51 which was federally codified soon after.52

The Adam Walsh Child Protection and Safety Act of 2006 further expanded the sex offender registry,53 establishing a tiered system for sexual offenses, shoring up registration and notification requirements, and establishing the Office of Sex Offender Sentencing, Monitoring, Apprehending, Registering, and Tracking (SMART Office), which administers sex offender laws.54 Those convicted of sex offenses are now required to register in some form in all fifty states and face varying degrees of restrictions on what types of employment and housing they may seek.55

C. Mechanics of SORNA56

While states vary in implementation of their individual sex offender registry laws, all states impose at least two requirements: 1) registration and 2) community notification.57 Sex offenders are required to provide their personal information to their local jurisdiction, which in turn publishes it on local databases and the Dru Sjodin National Sex Offender Public Website.58

1. Who is Subject to SORNA Restrictions?

Each state has some discretion regarding which offenses are registerable.59 While there is no singular model for state sex offender statutes, the Kansas Sex Offender Registration Act is an illustrative example of a state registration scheme.60 The Kansas law requires anyone who is convicted of a “sexually violent” crime to register with the state.61 Under the statute, “sexually violent” crimes include, among other crimes, rape, sexual exploitation of a child, and aggravated sexual battery.62 New Jersey63 and California64 impose similar requirements.

Since the 1990s, the number of registry-eligible offenses has grown exponentially throughout the United States.65 For example, when Indiana passed its own sex offender registry law, called Zachary’s Law, eight crimes were included.66 Now, the law lists forty crimes that trigger registration, including twenty-one crimes that trigger registration as a “sex or violent offender,” and nineteen crimes that trigger registration as “a sex offender.”67

2. “Presence” Restrictions

One of the most significant ways that sex offender registry requirements impact the lives of those convicted of sex crimes is through housing and “presence” restrictions.68 These vary by state, but generally prohibit sex offenders from residing within one thousand feet of a school.69 In many states, sex offenders are not permitted to enter public spaces “where children congregate,” significantly limiting their ability to move through society.70

3. Community Notification

The federal government compiles sex offenders’ personal information in the Dru Sjodin National Sex Offender Website.71 There, the public can search for suspected sex offenders by inputting a name, address, zip code, county, or city into the online database.72 The site also includes links to local sex offender databases for all states, territories, and tribes in the United States.73

D. The Sex Offender Registration Act in New York

Each state has its own sex offender registration and community notification laws.74 While each state is encouraged to implement the federal guidelines, states are permitted to enhance their laws to make them more, but not less, restrictive in scope.75 For example, they are permitted to add additional crimes to the list of registry-eligible offenses.76 The effect of sex offender laws in New York, an incredibly densely populated city, illustrates the severe challenges sex offenders face in finding statutorily-suitable housing.77

The New York State Sex Offender Registration Act (“SORA”) went into effect on January 21, 1996.78 Like its federal counterpart, SORA “was enacted to assist local law enforcement agencies to protect communities by: 1) requiring sex offenders to register with the State; and[] 2) providing information to the public about certain sex offenders living in their communities.”79

1. Risk Level Assessment

Under SORA, when an individual is convicted of a sex offense in New York and is set to be released from incarceration, they proceed through an administrative process to determine their risk of reoffense.80 Everyone who is convicted of a registry-eligible offense is assessed for a risk level by a judge following a court hearing.81 This assessment is based on a variety of factors, including the age of the victim, whether the offender and victim had a familial relationship, and whether the offender participated in proscribed programs aimed at rehabilitation.82 Individuals are entitled to an attorney at these proceedings, as well as an appeal.83 Mirroring the federal law, in New York, there are three levels of sex offenders: “Level 1 (low risk of repeat offense)”; “Level 2 (moderate risk of repeat offense)”; and “Level 3 (high risk of repeat offense and a threat to public safety exists).”84 In addition to the risk level, the court assesses whether the sex offender should be designated a sexual predator, a sexually violent predator, or a predicate sex offender.85 Each level carries varying restrictions.86

2. Public Notification Requirement Under SORA

As in every other state in the country, sex offenders in New York are required to register with the State, providing a significant amount of personal information.87 For example, registrants must report their home address88 and any websites with which they maintain accounts.89 In addition, all registrants must provide a description of their appearance including their height, weight, and eye color.90 Registrants must supply a new photo of themselves every one to three years, depending on their designation level.91 With this information, the State maintains a publicly searchable database where some registrants’ information is published online.92

3. Housing Requirements: SARA

In 2001, New York adopted the Sexual Assault Reform Act (SARA), restricting where sex offenders on probation or parole supervision could reside.93 Specifically, the statute prohibits sex offenders convicted of sexual crimes involving individuals under the age of eighteen from entering proscribed areas including “school grounds.”94 In 2006, the law was amended to define “school grounds” as “any area accessible to the public located within one thousand feet of the real property boundary line comprising any such school or any parked vehicle located within one thousand feet of the real property boundary comprising any such school.”95 The New York State Department of Corrections and Community Supervision (DOCCS) determines whether an address satisfies the one thousand feet rule by running it through an algorithm that is not made available to the general public.96

II. State of the Law

A. The Consequences of New York’s Indefinite Detention Policy

1. Description of the Problem

Under SARA, many individuals placed on the sex offender registry are prohibited from residing within one thousand feet of a school.97 In densely populated cities, like New York City, it is nearly impossible to find housing that meets this requirement, particularly for those who lack the means to pursue multiple options for housing and, therefore, require access to a shelter.98 This is an especially pronounced problem because the sex offender registry is disproportionately populated by people of color, a group that already faces difficulties in securing housing.99 In fact, only nine out of the two hundred shelters in New York City are geographically SARA-compliant.100 Of those nine, some still refuse to accept sex offenders as residents.101 Three are located on Wards Island in the middle of the Harlem River.102

Individuals on the sex offender registry who are subject to residency restrictions cannot be released from prison until they have procured SARA-eligible housing that is approved by DOCCS prior to their release.103 If an individual requires housing in one of New York City’s few SARA-complaint shelters, DOCCS typically waits until their maximum release date to place them on a waitlist.104 While they await SARA-compliant housing, they may remain in prison well beyond their sentence, with no definite end point to their detention.105

106

2. The Myth of Residential Treatment Facilities

DOCCS has attempted to justify the indefinite detention of sex offenders in prisons through the use of “residential treatment facili[ties].”107 Under Corrections Law section 73, sex offenders may be transferred at the end of their sentence to a residential treatment facility (RTF), which, despite a residential requirement, is characterized as a form of post-supervision release.108 Under the statute, the state is not permitted to detain individuals longer than six months in an RTF; however section 73(10) allows RTFs to be used as a means to house individuals who would normally be subject to community supervision without a specified time limit.109 The statute includes a definition of RTF:

[C]orrectional facility consisting of a community based residence in or near a community where employment, educational and training opportunities are readily available for persons who are on parole or conditional release and for persons who are or who will soon be eligible for release on parole who intend to reside in or near that community when released.110

In reality, according to those detained at RTFs, they are held under the exact same conditions that they were while serving their official prison sentences and receive no reentry services.111 They are typically treated no differently than inmates serving their sentences—they are subjected to the same clothing requirements and are required to use the same medical and dining facilities.112 Further, like other inmates, they are forbidden from leaving the prison property.113 Essentially, these individuals say their stay in the RTF amounts to an extension of their term of incarceration.114

B. People ex rel. Johnson v. Superintendent, Adirondack Correctional Facility

In 2020, the New York Court of Appeals ruled for the first time on the constitutionality of detaining sex offenders beyond their maximum sentences in the absence of SARA-compliant housing.115 In People ex rel. Johnson, the court rejected the habeas petitions of two individuals who were kept in RTFs under prison-like conditions after they fulfilled their sentences.116 The court held that DOCCS had not violated the Petitioners’ Eighth Amendment or Due Process rights.117 The United States Supreme Court denied the Petitioners’ application for certiorari in this case for jurisdictional reasons, with an accompanying statement by Justice Sonia Sotomayor expressing her concerns about the constitutionality of New York’s policy.118

1. Facts

Two individuals brought claims against DOCCS based on their detention in RTFs.119 The first petitioner, Fred Johnson, had been sentenced to an indeterminate prison sentence of two years to life, as well as lifetime parole supervision following two convictions for sex offenses.120 He was also designated as a Level Three sex offender, which restricted where he could live.121 He appeared before the Parole Board in June of 2017, informing the Board that participating in a sex offender rehabilitation program had taught him how to control his impulses and he was ready to safely leave the prison.122 He was granted an “open parole date” of August 10, 2017.123 Because of his sex offender risk level, Mr. Johnson was told that he was not permitted to leave the prison until he provided an address that was not within one thousand feet of a school.124 After being unable to find a residence that met this requirement, Mr. Johnson asked to be released into the New York City shelter system.125 Due to a shortage of beds in facilities that met this requirement, Mr. Johnson was placed on a waiting list until a bed opened up in November of 2019.126

The second petitioner, Angel Ortiz, was sentenced to ten years imprisonment, followed by five years of parole supervision.127 Additionally, he was designated a sexually violent Level Three sex offender under SORA because his conviction included sexually threatening a pizza delivery person during a burglary.128 He was therefore subject to housing restrictions under SARA.129 Mr. Ortiz earned sufficient “good time credits” to be granted an early parole date.130 Mr. Ortiz asked that he be released to his mother’s home, but DOCCS rejected her address because it was too close to a school.131 Mr. Ortiz proposed a dozen other addresses, but all were rejected.132 Like Mr. Johnson, Mr. Ortiz was unable to find SARA-compliant housing, and, thus, he was not released on his parole date.133

The maximum expiration date of Mr. Ortiz’s sentence elapsed in March of 2018, seventeen months after his parole date; however, he was still not released.134 Instead, he was transferred to two different RTFs where he was held in total for an additional eight months.135 Mr. Ortiz was finally released when a bed in the New York City shelter system opened up on Wards Island in November of 2018.136 Mr. Ortiz was subjected to largely the same conditions as those serving their sentence of incarceration.137 In total, Mr. Ortiz was incarcerated for over two years longer than he would have were it not for SARA requirements, including eight months past the maximum sentence that could have been imposed for the crime of conviction.138

2. Procedural History

In November of 2017, Mr. Johnson filed a writ of habeas corpus seeking immediate release from incarceration.139 He argued that continuing to confine him in prison after the Parole Board granted him an open release date violated substantive due process because it infringed upon his fundamental right to be free from arbitrary confinement.140 The New York Supreme Court denied Mr. Johnson’s writ in March of 2018, and the Appellate Division affirmed its decision in July of 2019.141

In June of 2018, Mr. Ortiz filed a petition for a writ of habeas corpus, challenging his confinement.142 In his writ, Mr. Ortiz argued DOCCS violated his substantive due process right to serve his sentence of post-release supervision outside of prison and his Eighth Amendment right to be free from cruel and unusual punishment.143 As an alternative to his release, while on the waiting list for a SARA-compliant shelter, Mr. Ortiz requested that he be permitted to reside in the prison facility under shelter-like conditions, which would have allowed him to leave the facility freely.144 Notably, neither Mr. Ortiz nor Mr. Johnson challenged DOCCS’s ability to restrict where they could live post-release on the basis of SARA restrictions placed on them due to their risk level designations.145

Because neither Mr. Ortiz nor Mr. Johnson were still incarcerated by the time their case was heard by the New York Court of Appeals, the court converted their respective habeas claims into declaratory judgment actions.146 While the court found that the issues presented in the Petitioners’ appeal would normally lie outside the scope of its review,147 the court agreed to hear the case because the issues presented by their appeals were likely to repeatedly arise without judicial scrutiny.148

After the court denied the Petitioners’ claims, Mr. Ortiz applied for certiorari to the United States Supreme Court.149 While the Supreme Court denied certiorari, Justice Sonia Sotomayor issued a statement articulating her concerns regarding the constitutionality of the law, and her confidence that the issue of indefinite detention of sex offenders would inevitably reach the Court.150

3. The New York Court of Appeals’ Decision

a. Due Process Claims and Legal Standard

In evaluating Mr. Johnson’s claim, the New York Court of Appeals determined that Mr. Johnson had no fundamental right to early release.151 Therefore, it concluded that the proper constitutional test for the court to apply was whether there was a rational basis, the most relaxed level of judicial review, for New York’s policy of housing SARA-eligible individuals in RTFs until SARA-eligible housing becomes available.152

The court found that Mr. Ortiz’s claim presented a “closer question” because he was confined after his maximum sentence had expired.153 Although the court agreed that he lacked a fundamental right to release, it also found that because he was unable to leave the prison without violating the terms of his release, his claim would be “self-defeating.”154 Therefore, the court also applied rational basis review to Mr. Ortiz’s claim.155

While the court noted that the effectiveness of SARA had been questioned, the court stated it did not have the authority to rule on potential problems with the policy.156 Applying rational basis review, the court found that DOCCS’s policy of confining sex offenders in prison-like conditions while they awaited a vacancy in a SARA-compliant shelter was rationally related to the legitimate government objective of preventing sex offenders from residing within one thousand feet of schools.157 Further, the court made clear that its role was not to determine whether or not the government’s objective was essential, or even compelling.158 It held that even if less restrictive means of ensuring SARA compliance were available, the government was not required to discontinue its use of correctional facilities to achieve this goal.159 Ultimately, the court found that once it determined that the suitable constitutional test for the policy was rational basis review, it did not have the ability to assess the legitimacy or effectiveness of New York’s indefinite detention policy.160

b. Eighth Amendment Claim

The court also rejected Mr. Ortiz’s Eighth Amendment claim.161 The court articulated the three-part test for evaluating such claims.162 First, the Eighth Amendment places a limitation on the types of punishments that may be imposed on individuals convicted of crimes.163 Second, it prohibits punishments that are egregiously disproportionate to the crime of conviction and, third, it limits what may be classified and punished as a criminal offense.164

The focus of Mr. Ortiz’s claim was that his confinement beyond the maximum expiration date for his sentence was a violation under the third factor because his confinement was based on a status that “may be contracted innocently or involuntarily.”165 In other words, Mr. Ortiz argued that the state imposed an additional punishment upon him because he was unable to procure SARA-eligible housing and was, therefore, homeless.166

The court disagreed with Mr. Ortiz’s assertion that he was punished merely because of his status as a homeless New Yorker.167 The court found that the use of RTFs to house homeless sex offenders did not represent a particular hostility to sex offenders, but rather was reflective of the persistent lack of SARA-eligible housing located in New York City.168

The court also rejected Mr. Ortiz’s argument that the statutory definition of an RTF indicates that it should operate more like a shelter, as opposed to a prison.169 Furthermore, the court found it significant that the second facility Mr. Ortiz was transferred to was located near a school, which would have made it impossible for Mr. Ortiz to come and go, as he requested, without violating the terms of SARA.170

c. Dissent171

Dissenting, Justice Rivera argued that the proper test for evaluating the Petitioners’ claims was heightened intermediate review because it was clear that the indefinite detention policy was used to reduce the state’s administrative burden and did not serve a correctional purpose.172 As a result, Justice Rivera concluded that the state’s power in enacting this policy was “at its lowest ebb,” while Petitioners’ implicated liberty interests were embedded in legislative priorities regarding reentry and public safety, as well as fundamental constitutional rights.173 Therefore, Justice Rivera would have held that the correct legal standard was heightened intermediate review, a burden that the state “plainly fail[ed]” to satisfy.174

Justice Rivera further stated that while the state has a legitimate interest in protecting children, DOCCS’s policy failed to satisfy even the more relaxed standard applied by the majority because it does not further that interest.175 She noted that residency requirements are unsupported by scientific research176 and “do next to nothing” to protect children.177 Significantly, she highlighted Petitioners’ uncontested claim that between 2005 and 2014, when sex offenders were permitted to live in non-SARA-compliant homeless shelters, there was “not a single reported sex offense involving a child perpetrated by a stranger living in a homeless shelter less than 1,000 feet from a school.”178

Justice Rivera further emphasized that the state legislature clearly considers providing affordable housing to every New Yorker and assisting with the reintegration of formerly incarcerated people into society to be important goals, and thus DOCCS’s policies blatantly undermined the stated goals of lawmakers.179

4. United States Supreme Court Denial of Certiorari and Statement by Justice Sonia Sotomayor

In February 2022, the Supreme Court, without issuing an opinion, unanimously denied Angel Ortiz’s application for certiorari.180 Justice Sotomayor, however, wrote an accompanying statement expressing that while she agreed that the Court could not have heard the case because it did not meet the Court’s requirements, it seemed inevitable that the issue of indefinite detention of sex offenders would reach the Court.181

She stated that New York’s policy of detaining sex offenders past their maximum sentences presented “serious constitutional concerns.”182 She concluded that Mr. Ortiz may have had a liberty interest in early release, and certainly had a protected interest in release once his maximum sentence elapsed.183 Justice Sotomayor further articulated that, leaving aside her determination that New York State’s denial of Mr. Ortiz’s fundamental interest demanded heightened scrutiny, the policy failed to meet even a more relaxed standard because it was not rationally related to the government objective of protecting the public from sexual violence.184 She emphasized that courts, scholars, and law enforcement have increasingly acknowledged that residency restrictions do not decrease recidivism and may actually create the very conditions that lead to reoffense.185 She urged the New York legislature to modify its policy before the issue would ultimately be resolved by the Court.186

III. Analysis

A. New York’s Indefinite Detention Policy is Unconstitutional

As Justice Sotomayor described in her statement, the policy of indefinitely detaining sex offenders presents pressing constitutional questions.187 According to Justice Sotomayor, the policy implicates citizens’ fundamental right to be released from incarceration upon completion of their sentences.188 The majority in People ex rel. Johnson erred in concluding that New York’s indefinite detention policy is constitutional under the rational basis review standard.189 In her dissent, Justice Rivera correctly determined that the policy is unconstitutional because indefinite detention implicates sex offenders’ fundamental liberty interests.190 Justice Rivera also rightly concluded that even applying the most relaxed legal standard, New York’s indefinite detention policy is not rationally related to the objective of increasing public safety.191 Further, the policy violates the Eighth Amendment because it imposes an additional punishment upon those who are rendered homeless by the policy itself.

1. Indefinite Detention Requires a Heightened Level of Scrutiny

Unlike individuals convicted of nonsexual crimes, sex offenders with a certain sex offender risk level designation who cannot obtain SARA-suitable housing cannot be released into the community.192 Therefore, they are forced to simply remain under prison-like conditions for an indefinite period of time until a bed opens up for them at one of the three approved shelters in New York City.193 Under New York Correction Law section 73(10), “[t]he commissioner is authorized to use any residential treatment facility as a residence for persons who are on community supervision” without specifying a time limit on the detention.194

As Justice Rivera correctly stated in her dissent, the Petitioners’ fundamental rights were implicated when they were detained beyond their sentences.195 Justice Sotomayor agreed with Justice Rivera’s analysis in her statement accompanying the Court’s denial of certiorari, arguing that Mr. Ortiz had a fundamental liberty interest to release, at the very latest, after the expiration of his maximum sentence.196 As a result, she concluded that the policy demanded a higher level of scrutiny than rational basis review, writing “[e]ven absent such scrutiny . . . New York’s policy of indefinite detention may not withstand even rational-basis review.”197 While there is no fundamental right to early release from incarceration, a protected liberty interest may arise when a federal or state statute creates the expectation of a right.198 In New York, incarcerated individuals who receive a sufficient number of “good behavior” credits199 are entitled to conditional release.200 Therefore, the Petitioners had a statutorily-created right to early release.201

New York’s indefinite detention policy means that some sex offenders are effectively denied the option of early release, which is available to individuals convicted of most other crimes.202 Therefore, an individual who is set to be released after two years for good behavior in prison may be forced to remain incarcerated until at least the end of their maximum sentence which could amount to an additional decade or more.203 This means that those convicted of sex offenses can spend months, or even years, longer in prison than those convicted of other crimes, simply because they are unable to find housing that meets the requirements of the sex offender registry statute.204

As Justice Sotomayor and Justice Rivera rightly stated, even if the Petitioners did not have a fundamental right to early release, they certainly had the right to be released from incarceration once they had served the maximum duration of their sentences.205 Indeed, the expiration of one’s sentence is not merely a hope, but rather a legitimate expectation grounded in the state’s regulatory scheme.206 Because the Petitioners’, and by extension all similarly situated individuals’, fundamental rights are implicated by the indefinite detention policy, the New York Court of Appeals should have applied a heightened level of constitutional review.

2. Indefinite Detention Does Not Meet Rational Basis Review

In her dissent, Justice Rivera correctly emphasized that New York’s indefinite detention policy does not meet even a relaxed rational basis review standard.207 As Justice Sotomayor noted, the lack of empirical data supporting the utility of such policies, the breadth of research showing that overly strict residency restrictions for sex offenders may lead to decreased public safety, and a growing body of state court cases striking down such policies all show that indefinite detention is not rationally related to the goal of protecting the public from sexual violence.208

There is no empirical data demonstrating that detaining individuals beyond their maximum release date serves to improve public safety.209 In fact, there is more evidence that shows residency restrictions are based on unfounded assumptions about individuals who commit sex offenses.210 There is a common public perception that sex offenders are more likely to reoffend than those convicted of other crimes.211 This perception is reaffirmed by sensational media reports of sexual crimes, and by the courts themselves.212 A prime example of this phenomenon is when Justice Kennedy, writing for the majority in Smith v. Doe, asserted that recidivism rates among sex offenders is “frightening and high,” with a reoffense rate as high as 80%.213 This statement has appeared in over one hundred lower court opinions and is used to justify ever-expanding restrictions placed on sex offenders.214 As it turns out, this 80% figure was taken from an article published in Psychology Today, a magazine intended for public consumption that is not peer-reviewed.215 The statistic was included in an article about a particular counseling program run by psychologists but was not based on any scientific study or empirical data.216

This myth is also perpetuated by the ways that empirical research is packaged and presented to the public.217 For example, in May of 2019, the United States Department of Justice released a report entitled, “Recidivism of Sex Offenders Released from State Prison: A 9-Year Follow-Up (2005–14).”218 The report “used criminal-history data and prisoner records to analyze the post-release offending patterns of former prisoners both within and outside of the state where they were imprisoned.”219 In the “highlights” section of the report, authors emphasized statistics that supported the idea that sex offenders were very likely to reoffend.220 A Department of Justice press release highlighted similar findings, beginning with the contention that “[s]tate prisoners released after serving time for rape or sexual assault were more than three times as likely as other released prisoners to be re-arrested for rape or sexual assault during the 9 years following their release”221

When viewed empirically, however, the data contained within the 2019 Department of Justice report actually shows that those who are convicted of sex offenses are less likely to reoffend than those who are convicted of nonsexual crimes.222

223

In stark contrast to the assertions in the 2019 report, a research brief released by the Sex Offender Management Assessment and Planning Initiative found that residence restrictions do not prevent the risk of reoffense.224 In fact, according to the report, residence restrictions tend to increase the risk of reoffense because they undermine offenders’ ability to obtain employment and housing and interfere with their access to family support.225

In essence, the report concluded that there was no data-supported reason to continue to implement housing restrictions as a means to prevent sex offenders from reoffending.226 Yet still, laws related to sex offenders were very often passed without any empirical support, undermining their utility to public safety and the efficient use of public resources.227

It is clear from these studies that sex offender laws are not based on science or criminological data, but on misguided assumptions that are repeated and reinforced through court decisions and laws.228 Indeed, there is significant evidence that the residential restrictions placed on sex offenders are based not on empirical evidence, but on unfounded assumptions about their effectiveness and the political goals of the legislators that enact them.229

While courts have historically upheld sex offender laws, Justice Sotomayor rightly highlighted several courts that have struck down residency restriction schemes on the basis that they provide no reduction in recidivism among sex offenders and may actually create the very conditions that lead to reoffense.230 For example, in Does #1–5 v. Snyder, the Sixth Circuit struck down the retroactive application of residency restrictions for sex offenders because they had not been presented with any evidence that the law accomplished its goal of protecting the public.231 The court pointed to empirical studies showing that residency restrictions have no impact on recidivism, at best, and, at worst, serve to increase reoffense.232

The Sixth Circuit’s ruling in Does #1–5 v. Snyder highlights the deficiencies in the New York Court of Appeals’ ruling in People ex rel. Johnson. Instead of evaluating whether there was any relationship between the indefinite detention policy and protecting the public, the New York Court of Appeals misapplied rational basis review to hold that it had no authority to evaluate whether the policy had any relationship to the stated goals of the legislature.233 Indeed, as Justice Sotomayor noted in her statement, the courts must intercede when the state infringes upon their citizens’ fundamental liberties.234

3. Indefinite Detention Violates the Eighth Amendment

New York’s indefinite detention policy is a violation of the third prong of the Eighth Amendment because it imposes an additional punishment on individuals who are unable to procure SARA-eligible housing and are therefore homeless. The Eighth Amendment limits the state’s ability to punish its citizens. The Supreme Court has articulated that:

[T]he Cruel and Unusual Punishments Clause [of the Eighth Amendment] circumscribes the criminal process in three ways: First, it limits the kinds of punishment that can be imposed on those convicted of crimes . . . second, it proscribes punishment grossly disproportionate to the severity of the crime . . . and third, it imposes substantive limits on what can be made criminal and punished as such.235

The Supreme Court has also held that the state may not impose a punishment based on a condition that “may be contracted innocently or involuntarily.”236 New York’s policy of detaining individuals beyond the maximum sentence that could be imposed for their crime of conviction implicates the third prong of the Eighth Amendment because it imposes an additional punishment upon those rendered homeless by the statute’s housing restrictions.

A growing number of federal and state courts have addressed whether the indefinite detention of sex offenders is a violation of the Eighth Amendment.237 For example, the Northern District of Illinois held in Murphy v. Raoul that Illinois’s policy restricting where a sex offender can live during a sentence of Mandatory Supervised Release (MSR) violated the Eighth Amendment because the Plaintiffs were detained indefinitely after the statutory scheme made it impossible for them to find suitable housing.238 Under Illinois’ statutory scheme, virtually all criminal sentences carried an MSR ranging in length from three years until natural life.239 The MSR could not be completed until the incarcerated person was released from prison.240 Sex offenders, however, were severely restricted as to where they could reside.241 Like in Mr. Ortiz’s case, this meant that sex offenders were detained indefinitely if, or until, they were able to obtain suitable housing.242 The court ultimately held that the Petitioners’ extended detention represented an additional punishment imposed upon them because they were indigent, a condition that they could not control.243

Indeed, the same challenge in securing housing also applied to the Petitioners in People ex rel. Johnson,244 and to all sex offenders subject to SARA living in New York City, where there are almost no residential buildings that are located outside of statutorily proscribed areas.245 Further, the already arduous difficulties that individuals face when attempting to secure housing are intensified for those who are disabled and in need of special living accommodations.246 The number of wheelchair accessible apartment buildings in New York City is extremely limited, and very few nursing homes and assisted living facilities are located more than one thousand feet away from schools.247

The severity of the restrictions placed on sex offenders makes it sufficiently difficult for them to comply with New York’s sex offender law that they may be forced into homelessness.

Conclusion

Justice Sotomayor’s message was clear: the indefinite detention of sex offenders presents grave and pressing constitutional concerns that will not be resolved unless state policies resembling New York’s are changed, or the courts intervene.248

Despite the New York Court of Appeals majority holding in People ex rel. Johnson, New York’s policy of detaining individuals beyond their maximum sentence because they are unable to procure SARA-compliant housing is plainly unconstitutional. The policy violates sex offenders’ fundamental right to be released from prison after serving their sentence. Further, the policy fails to meet even the most relaxed form of judicial review because the state has not shown that it benefits public safety. Indeed, there is virtually no evidence proving that this policy serves to protect the public at all, and a growing body of research shows that restrictive residence constraints create hardships that lead to recidivism. Finally, the policy violates sex offenders’ Eighth Amendment rights because it punishes them for being homeless, a status imposed upon them by the sex offender statute itself.

Justice Sotomayor rightly urged New York to fix their constitutionally infirmed policy to ensure that no citizens are forced to languish in prison in service of a policy that does nothing to protect the public. Though the public is justified in its disgust for sexual violence, this does not justify a policy that both tramples upon citizens’ constitutional rights and fails to prevent harm.

 

 


* Assistant Deputy Public Defender, New Jersey Office of the Public Defender (Passaic Region). I would like to thank Professor Ekow Yankah for his guidance and for fostering my passion for criminal law since 1L year, the editors of the Cardozo Law Review for their diligence throughout the editing process, and my family for their unwavering support since day one.