Babies Having Babies: Advocating for a Different Standard for Minor Parents in Abuse and Neglect Cases

 

“Children have a very special place in life which law should reflect.”1

 

Introduction

Shania is fifteen years old and lives with her mother and three sisters in Brooklyn, New York. Shania finds out that she is pregnant and decides to keep her child, Derek. Shania’s mother tells her that Shania and Derek can live in her home, but that her mother will not be providing for them. Shania is struggling to make ends meet. She is balancing school with work and sometimes leaves Derek with her ten-year-old sister since she cannot afford a babysitter. One day, Shania’s younger sister is on a walk with Derek when a neighbor notices the two. The neighbor notes that Derek’s clothes are dirty and that his diaper smells like it has not been changed.

The concerned neighbor calls the Administration for Children’s Services (ACS) which sends a case worker to investigate. The case worker notices that there is no crib for Derek, and Shania explains that she has been having Derek sleep with her since she cannot afford one. The case worker also notes that Shania has few clothes for Derek and Shania explains that she does not change his diaper as often as she should because of how expensive diapers are. After discovering that Shania has not taken Derek to his last three doctor’s appointments, the case worker opens a case and Shania has to go to court. Despite Shania’s attorney’s assurances that Shania (the “minor parent”) is doing her best to raise her son (the “subject child”), the court chooses not to grant an adjournment in contemplation of dismissal (ACD) and instead enters a finding of neglect against her.2 Shania is permitted to keep her son but is now subject to ACS supervision and has to take parenting classes.

At this point, the case would seem to be resolved. However, since this is an “indicated” report,3 under New York Family Court Act section 1051, the report of this case will remain on file in the state’s central register for ten years after Derek’s eighteenth birthday, until Shania is forty-three years old.4 Employers wishing to screen Shania for a job in childcare will have access to this report.5 In light of this, Shania likely cannot work as a school crossing guard, teacher, or teacher’s assistant, nor work with senior citizens.6 Shania’s actions as a fifteen-year-old child will follow her until she is nearly fifty years old.7

This hypothetical provides just one example of the multitude of ways a finding or allegation of abuse or neglect against a teen parent may have major ripple effects in the life of this minor8 parent.9 These negative effects are particularly concerning for minor parents because although the teen pregnancy rate has declined in the United States in recent years, it remains high, especially considering numerous studies that show the negative repercussions of teen childbirth and parenting.10 Courts and media alike recognize that having an “indicated”11 case on a person’s record can limit future job prospects and stigmatize a parent for years to come since employers can access records when screening adults for employment or volunteer positions.12

In the child welfare system, which handles allegations of abuse and neglect, minor parents who have abuse and neglect proceedings brought against them are subject to the same laws and court process as adults involved in proceedings, which is a feature unique to this system.13 While other court systems consider the unique faculties and situations of minors,14 it is noteworthy that the child welfare system does not differentiate between minor and adult perpetrators in dealing with cases of abuse or neglect,15 especially when expunging records,16 vacating findings,17 or amending records contained in the state central register.18 In contrast, the New York juvenile delinquency system allows courts the discretion to expunge court records in a number of criminal cases against minors, even after a finding has been entered against a juvenile.19 Additionally, minors are often treated differently in tort proceedings, having their age taken into account when determining certain types of tort liability.20 Finally, there are numerous cases, both in New York and the United States Supreme Court, stating that minors have the right to disaffirm most contracts entered into during minority when they reach the age of majority.21

This Note will draw parallels to other court systems and argue that just as other systems allow an option for courts to consider age in proceedings,22 New York should codify a similar option to allow the age of a parent to be taken into account in abuse and neglect proceedings. This revised structure would take the treatment of minor parents outside of the discretion of judges and ensure more consistent results across cases. Since studies acknowledge that minors are different than adults,23 and minors are already treated differently in other types of legal proceedings,24 it is logical for the legislature to extend this principle to the child welfare system.

Part I of this Note will provide background on the statistics relating to teen pregnancy in the United States and in New York. It will also set forth the relevant laws relating to cases of abuse and neglect under Article Ten of the Family Court Act. Finally, this Part will draw comparisons between teen parents in the family court system and teens in other legal contexts.

Part II of this Note will analyze the reasons why juveniles are held to different standards in other legal systems. It will discuss the pros and cons of extending these different standards to abuse or neglect cases and explore some of the ways that the New York court system is already taking the youth of minor parents into account in child protective proceedings, but will discern how these measures are insufficient to protect the interests of minor parents and their minor children.

Part III of this Note will advocate a proposal for the state to codify a protection for minor parents in the child welfare statutes by modifying an already existing statute. This Part will explore four possible forms that this statutory modification could take.

Finally, Part IV will explore counterarguments to the proposal and responses to them.

I. Background

A. Statistics on Teen Pregnancy in the United States and New York

In 2015, there were 3,978,4977 births in the United States.25 Of these births, a total of 229,715 babies were born to women aged fifteen to nineteen years old, resulting in a birth rate of 22.3 births per 1000 teenagers.26 These birth rates are celebrated because they are down nine percent from 2013.27 Despite this decreased birth rate, the Centers for Disease Control and Prevention (CDC) acknowledges that the U.S. teen pregnancy rate is still significantly higher than other western industrialized nations and that less favorable socioeconomic conditions, such as low education and low income levels of a teen’s family, may contribute to high teen birth rates.28

There were 237,274 total births in the state of New York in 2015.29 The rate of births in New York during this year for adolescents ages fifteen to nineteen years old was 14.6 per 1000 females aged fifteen to nineteen.30 In comparison, the rate of births in New York City for adolescents ages fifteen to nineteen years old was significantly higher, at a rate of 17.5 births per 1000 females.31 While teen birth rates have declined across all poverty levels in New York City, there continues to be a higher teen birth rate in the city’s highest poverty neighborhoods as compared to the city’s lower poverty neighborhoods.32 Birth rates by age of father are largely unavailable because information on a father’s age is often missing on birth certificates of children born to women under the age of twenty-five.33

In 2009, there were 164,831 reports of child abuse and maltreatment indicated to the New York Office for Children and Family Services.34 In 2014, 65,655 children were victims of abuse or neglect in New York, a rate of 15.5 per 1000 children.35 Of these children, 95.4% were neglected, 9.7% were physically abused, and 3.1% were sexually abused.36 While the majority of perpetrators of child abuse or neglect in New York state in 2014 were those aged from twenty-five to forty-four (14,867 perpetrators), it is not insignificant that there were 281 perpetrators of child abuse or neglect under seventeen years of age.37

Statistics indicate that in New York, the gender divide between male and female perpetrators of child abuse and neglect seems fairly equal. In 2014, women were perpetrators 55.4% of the time, while males were perpetrators 44.6% of the time.38 That same year, the majority of perpetrators of child abuse or neglect were in a parental relationship with children.39 Minor parents form a widely researched subset of parents and are a population that faces their own unique challenges regarding child rearing.40

B. Special Concerns Facing Minor Parents

The irony affecting minor parents is that for many purposes they remain children in the eyes of the law, in that they cannot bring or sustain a lawsuit, enroll themselves in school, or enter into binding contracts.41 Furthermore, state laws in fourteen states allow physicians to inform parents that their minor daughter is seeking or receiving prenatal care when the physician determines it is in the best interests of the minor.42 In New York the age of majority is set at eighteen,43 marriages of minors under the age of seventeen are prohibited,44 marriages of minors between the ages of seventeen and eighteen require written consent of the minor’s living parents,45 and minors are defined as “infants” in civil court proceedings46 and must appear in court either through a guardian ad litem, by the guardian of their property, or by a parent with legal custody.47

However, these minor parents are completely legally responsible for their own children.48 The Supreme Court has held that parents have a constitutionally protected liberty interest in the care, custody, and control of their children.49 Minor parents are entitled to make decisions for their children regarding their education,50 familial interactions,51 and medical needs,52 as long as the parent is not suspected to have abused or neglected the child and the state has not been given reason to intervene in the home.53

The precarious position that teen parents are put in (being fully responsible for their own children while not yet fully responsible for themselves) is further exacerbated by the fact that they are highly likely to have their parenting decisions subject to a high level of scrutiny and are, in some cases, held to higher standards than their adult counterparts.54 This is so, because minor parents tend to interact more heavily with individuals who are mandated reporters of abuse55 or neglect,56 such as school teachers, and are more likely to be assumed to be putting their children at risk simply because of their age.57

The Second Circuit determined that no parent can automatically have their children removed from them absent emergency circumstances,58 yet concerns about alleged coercion in the removal of children from minor parents still exist, especially when the minor parents are in foster care.59 Additionally, minor parents living in poverty are at an even higher risk of being charged with abuse or neglect because the systems that are in place to aid them with parenting, such as the processes for applying for government assistance, often result in their parenting being even further scrutinized by the state.60 These additional checks on minor parents result in them having cases initiated against them and having their children removed from their care at much higher rates than their adult counterparts.61

C. Reasons for Applying Different Standards to Children

Many psychologists agree that the years between twelve and eighteen years are a time of significant development physically, cognitively, and emotionally.62 As a result, a number of paternalistic legal regulations have emerged centering around the idea that adults must supervise and guide minors as they are unable to make decisions in their own best interests.63 There is a concern that minors may make choices that could potentially harm themselves or others, and, as a result, they depend on their parents and other adults for guidance.64

Minors are generally not thought to have the same understandings of risk and time as adults and tend to be more reactive in emotionally charged and social situations than adults due to their brain circuitry.65 Due to brain structure, minors also tend to have more difficulty using self-control than adults because they employ a much smaller number of brain regions to accomplish these tasks than adults do.66 Minors are also more likely to be influenced by their peers than adults, and, as a result, may be more likely to engage in risky or criminal choices.67

A study conducted by Dr. Jason Chein and his colleagues at Temple University used a simulated driving task to demonstrate how adolescents’ actions are greatly influenced by their peers.68 Researchers discovered that adolescents who performed the driving task in the presence of friends, as opposed to those who performed the task alone, were more likely to make risky decisions.69 Chein and his colleagues concluded that peer influences on adolescents can contribute to risky and even dangerous behaviors.70 Recognizing that children are not just small adults and instead have remarkably different reasoning and decision making abilities, many legal systems and states have chosen to employ protectionist measures to ensure that decisions made in youth do not affect juveniles into their adult years.71

The Supreme Court is one such body that has taken into account developmental science in its rulings regarding different treatment for juvenile versus adult offenders.72 The Court has recognized three main differences between minors and adults, all pointing towards not punishing juveniles as adults.73 First, minors are likely to be more immature and irresponsible than adults, and as a result are more likely to make impulsive and poor decisions.74 Second, minors are more susceptible to negative influences on their behavior, including peer pressure.75 Finally, the character of minors is not as fully developed as that of an adult.76 As a result, the Court found that minors could not be classified among the “worst offenders” for certain crimes, as adults are, because there is a strong possibility that adolescents can mature or be reformed as they continue to develop.77

Scientists have also suggested that, based on the evidence pointing to the fundamental differences between juveniles and adults, it may even be considered cruel and unusual punishment under the Eighth Amendment to subject teenagers to adult punishments.78 Instead of an incarceration model for minors, some suggest that juvenile justice policies should instead aim to rehabilitate minors while reducing recidivism and should implement programs that will encourage healthy development of minors, rather than just punishing and incapacitating them.79 A combination of brain and behavioral science led Laurence Steinberg to conclude that minors “should be viewed as inherently less responsible than adults, and should be punished less harshly than adults, even when the crimes they are convicted of are identical.”80 The discussion in Part II outlines some of the ways that court systems have taken these studies into account and held minors less responsible for their actions than adults.81

II. Disparate Treatment of Minors

A. How Children Are Treated Differently in Juvenile Delinquency, Tort, and Contract Cases in New York

As described above, developmental science has largely pointed towards the necessity of treating adolescents differently from adults.82 As a result, a number of court systems have considered this research in developing their procedures.83 The treatment of minors in juvenile delinquency,84 tort, and contract court systems stands in stark contrast to the treatment of minors in the child welfare system, because these other systems by and large take age into account into their proceedings.85

1. Juvenile Delinquency

In developing the juvenile court system, for example, the founders advocated against assigning criminal responsibility to the offenses of children,86 arguing that children could not be criminally responsible because they lacked the necessary capacity for reasoning, moral understanding, and judgment, which must be present in order to assign blame.87 Instead, the court system was founded in an attempt to allow the state to act as a compassionate mentor and guide in its treatment of adolescents.88

New York has taken these notions into account in developing its own juvenile delinquency system and recognized that children accused of crimes are not the same as adult criminals.89 Originally, New York State recognized that a child under the age of fourteen charged with a felony that was not a capital offense could be tried for a misdemeanor, if the court in its discretion deemed it appropriate.90 This system ultimately evolved into the creation of separate children’s courts, which in 1962 were consolidated into the family court system.91

Juvenile delinquency proceedings provide children a number of protections, including the fact that a determination of juvenile delinquency must be proved beyond a reasonable doubt.92 Furthermore, the distinction of a “person in need of supervision”93 was established to classify individuals over seven and under seventeen who had committed certain acts that would be classified as crimes for adults, in order to protect these adolescents from the “stigma” of being labeled as a juvenile delinquent.94

New York built into its statutory framework the inherent power of the court to expunge records of juvenile delinquency,95 as well as motions attorneys for juvenile delinquents can make for the court’s discretionary expungement under New York Family Court Act section 375.3 or court orders under section 375.1, which will seal the presentment agency and police records.96 Additionally, when a delinquency proceeding is terminated in favor of the respondent, the records of that proceeding are sealed (subject to a few exceptions).97 Finally, section 354.1(7) of the Family Court Act sets forth statutory mandates that if met, allow a court to order destruction of fingerprints, palm prints, photographs, and other information related to the juvenile’s case.98

Courts justify this statutorily mandated and discretionary expungement in order to protect a juvenile from future discrimination and hardship.99 For example, courts will take into account that the existence of records can affect acceptance into higher education, government or private employment, and the armed services, among other professions.100 Recognizing that the maintenance of these records may not benefit society and could cause hardship in a child’s future, the incentive to expunge is strong.101 Although courts will likely weigh the benefit to society in retaining these records, ultimately, the court has the statutory jurisdiction to order the expungement of its own records, regardless of the value the court sees in maintaining them.102

2. Tort

Similar to the juvenile delinquency system in New York, juveniles in the tort system also have their age taken into account.103 In New York, parents and legal guardians (but not social services departments or foster parents) are liable by statute for damages to property or the wrongful taking of property by their children aged ten to eighteen years.104 The statute does not consider it a defense that the parent supervised the minor, although it does acknowledge that the court may consider mitigating circumstances that affect the actions of the parent or legal guardian.105 Since courts interpreting the statute find it obvious that children will likely be unable to compensate others for their wrongful deeds, they find one of the main purposes of the statute to be an incentive for parents to supervise their children more closely, thereby recognizing that children may be less likely to engage in these actions when properly supervised by adults. 106

Courts citing this statute have held numerous times that parents of children who damage property or harm others are to be held liable for these transgressions.107 Because of their age and circumstances, minors are not held fully liable for their actions under the statute, and instead, their parents can be forced to bear the consequences of the poor decision making of their children.108 There is, however a body of tort law that holds children to the adult standard of liability when they are engaged in adult activities, such as driving a car, or when they engage in hazardous activities.109 While this body of law does occasionally hold minors responsible for their actions, there are also numerous instances in tort law of minors being treated differently than adults purely based on their age.110

3. Contract

Finally, New York treats minors who enter into contracts differently from contracting adults. Many states, including New York, allow minors to disaffirm most contracts entered into during minority when they reach the age of majority, based on the rationale that minors are more likely to enter into senseless contracts or make impractical decisions regarding finances.111 The Supreme Court has also addressed this issue, recognizing that minors do not have the same discretion and experience as adults and therefore must be protected from their poor decisions.112 New York has even allowed minors to rescind contracts while still in the age of minority, but courts will attempt to reach an equitable result for the other party.113 The conscious decisions to take youth into account in these three areas of law call into question the wisdom regarding the treatment of minors as adults in the child welfare system.

B. Teen Parents Under Article 10 of the Family Court Act

In New York, Article 10 of The Family Court Act governs child protective proceedings (cases of abuse or neglect against children).114 Article 10 defines a “parent” but makes no provision for any distinction between minor parents and adult parents.115 As a result, minor parents retain full legal custody of their children.116 In contrast to the juvenile delinquency, tort, and contract systems, which take into account the unique situations of minors in their proceedings, there is no alternate system for juvenile parents who have been accused of abuse or neglect. Since these minor parents are treated the same as adult parents for the purposes of Article 10, they are subject to the full discretion of ACS to investigate cases of abuse or neglect.117 While the child welfare system does offer an opportunity for parents to have their records expunged if the claims against them are unfounded,118 if the court makes a finding of abuse or neglect, a minor parent could have a report lodged in the state central register of child abuse for up to twenty-eight years.119 This report may be made available to employers seeking to screen applicants for work in childcare and to childcare agencies if the respondent applies to become a foster parent or adoptive parent, potentially becoming a lasting stigma on the record of the minor parent.120

Furthermore, New York mandates that preventative services, including childcare, be provided to families at risk of child protective intervention.121 While the statute does make a special provision mandating these services for minors in the foster care system who have their children residing with them, the statute does not make any special provisions for minor parents who are not foster children, even though this is also an extremely high-risk group of parents.122

The New York Family Court system does put in place some provisions for the protection of parents. First, the court may issue an ACD.123 This adjournment can be issued upon a motion of a parent or by the court sua sponte and can last no longer than one year.124 During this one year period, the parent and child are under supervision and the supervising agency is expected to provide reports to the court.125 This one year time period gives parents an opportunity to correct underlying issues, and if the court does not find it necessary to place the matter back on the calendar, it is automatically dismissed after one year.126 The court can also choose to vacate any order issued in the course of a child protective proceeding.127 While these measures could certainly be utilized by judges more often when child parents are involved, their application is left completely to the discretion of the court.128 The statues providing the procedures for an ACD or vacating an order are extremely vague and provide very few guiding principles for a court to consider in implementing these statutory options.129 This is concerning because the presentation or demeanor of the minor parent may potentially influence the court’s disposition.130 The minor parent that talks back to the judge and appears callous and resistant to help, may be the minor parent that needs the assistance the most.131 However, in many abuse and neglect cases, the focus of the court and the attorneys involved completely shifts to the protection of the subject child, rather than the minor parent who may also be crying for help.132

The fact that these measures operate on such a discretionary basis is also concerning seeing as New York sets forth the “best interests of the child” standard in its Family Court Act.133 In determining custody placements for a child, the court will take into account a number of factors including stability, childcare arrangements, mental health of parents, prior abuse and neglect, and the court’s observations of parents.134 A court’s consideration of these factors could be affected by a minor parent’s youth and lead to allegations of abuse and neglect and potentially even a termination of custody.135

The law’s concept of family rests largely on the presumption that parents are more mature and experienced and can make better judgments than their children; however, when it is clear that an entire class of parents are not fulfilling this presumption, the law should address this issue.136 Some courts in New York are beginning to address this concern and recognize that cases of minor parents are unique.137 Specifically, the court in In re Lawrence Children138 dealt with allegations of neglect or abuse against a foster child who was also a parent and held that the child protective agency should use its discretion and not advocate for an abuse or neglect finding if a lack of supervision by the minor parent’s caretaker (the state agency) had something to do with the minor parent’s neglect of their own child.139 The court recognized that in many ways, minors cannot be held to the same standards of conduct as adults and that the standard in evaluating cases of alleged abuse or neglect should be an objective one, examining what a reasonable child of like age, intelligence, and experience under like circumstances would have done.140 Arguing that “common sense dictates this result,” the court held that a child cannot be expected to provide the same level of care as an adult nor be expected to act as an adult.141 The court ultimately arrived at a solution, holding that while child parents are not immune from Article 10 proceedings,142 there may be cases where the age and circumstances of the parent may lead the supervising agency to ultimately determine that the minor parent has not neglected the subject child.143 This consideration by the court mirrors the way that other court systems also take into account the youth of certain offenders in determining their liability and the consequences of their actions.144

C. How Principles That Underlie Special Treatment Under Criminal Law, Torts, and Contracts Can Be Applied to Abuse and Neglect Cases

The factors discussed above that affect minors in the juvenile delinquency, tort, and contract court systems, such as impulsiveness, immaturity, and underdeveloped brains, also affect minor parents.145 Additionally, cases involving minor parents in the family court system are analogous to juvenile delinquency proceedings in that they both involve either intentional or unintentional acts.146 Finally, by their nature, actions or omissions leading to child abuse or neglect always harm third parties—the subject child or children.147 Similarly, wrongs leading to interactions with the juvenile delinquency, tort, and contract systems also often involve wrongs against third parties.148 As a result of these numerous similarities, the same principles that underlie special treatment in other legal systems could also be applied to abuse and neglect cases involving minor parents.

Here, the tort model of holding parents of minor children liable for property damage that the children cause does not seem applicable or have an analogous corollary to the situation of adolescent parents, since that would involve holding adult parents responsible for the parenting acts of their minor children, a system that could be unwieldy or impossible to enforce.149 Similarly, the contract system model permitting minors to disaffirm actions they took as minors once they reach the age of majority errs too far in the direction of not holding minors responsible for their actions and potentially endangering the subject children for whom these minor parents continue to be responsible.150 The most practical and feasible way to apply the principles utilized in juvenile delinquency, contract, and tort proceedings to the family court context would be to create alternate procedures and requirements for minor parents in order to fully take their youth into account during the proceedings.

While New York Family Court law does allow some discretion in cases involving minor parents,151 the current discretion exercised is ineffective and can actually be used to harm minor parents. For example, in the case of In re Nurayah J., the respondent mother (age sixteen at the time) had her child removed from her only a few days after the birth of the child, while she and her child were still in the hospital.152 The grounds of the removal, as presented in family court, were the mother’s history of behavioral problems and prior misconduct and a concern that these prior actions would place the child at risk of neglect.153 While the family court did eventually dismiss the child protective proceeding, it did so based on due process grounds and the manner in which the child was removed from her parent, not based on the unfairness in the proceeding of judging a minor parent based on previous bad acts before she had any chance to prove herself as a fit parent.154 It was not until this case reached the appellate court that it was recognized that the mother’s past actions did not establish per se that the child was neglected.155 While is it heartening that the appellate court recognized the unfairness of the baseless removal of a child from her mother, it is also extremely concerning that the trial court did not originally take this into account. The actions of the trial court call into question how much the adolescent mother was being unfairly judged based solely on the fact that she was a minor. Building statutory protections for minor parents into family court proceedings could combat this unfair use of discretion by the court.

D. Other State Approaches to Minors Who Mistreat Children

1. Pennsylvania

While New York’s statutes are seemingly completely focused on the subject child who was allegedly abused or neglected, other states instead have a focus on the minor parent in determining the final disposition of a case following allegations of abuse or neglect.156 For example, the Superior Court of Pennsylvania, in In re Barnett,157 held that a mother’s termination of parental rights could not be based on a failure to satisfy certain “goals” that the agency had set forth, particularly relating to employment.158 The court took into account the fact that the minor parent was severely limited in her job prospects because of her age and considered the fact that she had attempted to obtain employment as significant in its decision making process.159 The court also noted that neglect is a subjective condition that can be defined in many different ways and that there must be effective screening mechanisms in place to combat the risk of a state case worker erring in her decision that state intervention is necessary.160 This decision demonstrates a positive example of the court choosing to take the youth of a parent into account when determining child welfare cases and that, at times, the model that is most effective for adult parents may not be applicable to minor parents.161 Furthermore, this decision draws attention to a risk specific to minor parents, that the minor’s demeanor may be misinterpreted by a judge, resulting in a denial of the guidance and assistance the minor parent may so desperately need.162

2. Illinois

Furthermore, Illinois takes into account the fact that a minor parent is a ward of the state when she is accused of abuse or neglect.163 If a report of abuse or neglect is made by a minor’s foster parent or the caregiver (likely a caseworker) charged with caring for the minor parent, the agency will likely not begin a child protective investigation since the adults who called in the report are tasked with supervising the care of both the minor parent and her child.164 Again, this model shows a type of discretion that recognizes that minor parents may not be privy to the same resources and experiences that adult parents may have and suggests that those responsible for caring for the minor parent may need to take on more of a rehabilitative role in aiding the minor parent, rather than a punitive role in punishing a parent for something she may not be able to control.

3. Vermont

Vermont has codified the age at which a person found to have abused or neglected a child can be included in the state central registry.165 The Vermont statute requires the Commissioner for Children and Families to maintain a Child Protective Registry and to address whether the person is a juvenile or adult in the maintenance of that registry.166 Furthermore, the statute requires a separate registry of all substantiated reports of child abuse or neglect and calls for this registry to evaluate the risk the person responsible for the abuse or neglect poses to children.167 In assessing the risk that the person poses, this list must include consideration of the person’s age and developmental maturity.168 While the statute does not codify how age is to be considered or weighed against other factors to be evaluated, it does codify a consideration of age in assessing future risk.169 Both of these measures presumably allow anyone looking at the state central registry to consider the age of the parent when they committed an act of abuse or neglect and potentially give the parent some leeway if the incident happened many years ago and when they were a child themselves.

4. Arkansas

Arkansas has codified state central registry procedures that most closely align with the proposed measures this Note sets forth.170 In Arkansas, when the offender was a child171 at the time of the act or omission that led to a finding of child maltreatment,172 the Department of Human Services is instructed to remove the respondent’s name from the registry when the respondent has turned eighteen or more than one year has passed since the circumstances that led to the finding of maltreatment, as long as there have been no other acts or omissions resulting in a true finding of child maltreatment and the offender can prove by a preponderance of the evidence that they have been rehabilitated.173 If this request to remove a respondent’s name from the registry is denied, the offender may file a new petition one year later.174 The only exception to this procedure is if the offender is found guilty of or pled guilty to a felony in circuit court for the acts that led to the finding of child maltreatment.175 The form allowing respondents to petition for removal of their name from the state central registry gives minor offenders numerous opportunities to demonstrate their rehabilitation through documentation of treatment, remediation or rehabilitation programs, and letters of reference from numerous sources, such as professionals, spiritual counselors, employers, family, or friends.176 These measures allow minors who have been rehabilitated to avoid the stigmatizing effects of having their name contained in the state central registry indefinitely,177 making their name available to the over twenty different types of individuals and agencies that can access the registry.178

III. Proposals to Ensure Protection of Minor Parents

As described above, a number of states are moving towards a model that treats minor parents involved in abuse and neglect proceedings differently than their adult counterparts.179 While New York is certainly moving towards a system that takes a minor parent’s age into account in child protective proceedings, this standard is still greatly left to the discretion of the court.180 Indeed, cases like In re Lawrence Children seemingly offer a solution to the concerns of minor parents being treated as adults in family court; however, the case does not propose a bright line rule and recognizes that there are not any New York cases that set forth this standard per se.181 Furthermore, the procedure for vacating an order of the court (for example, a finding of abuse or neglect) is left largely to the judge’s discretion, allowing a judge to vacate an order “for good cause shown,” but the statute does not define “good cause,” leaving interpretation of this phrase completely up to the judge.182

Because it is apparent that minor parents are different than adults and should not be held to the same standard as adult parents,183 this Note proposes codifying a protection for minor parents in the child welfare statutes by modifying an preexisting statute. There are four different statutes that would benefit from modification and all would achieve the same goal of taking the age of parents into account in child welfare proceedings.

A. #1: Modification to N.Y. Family Court Act Section 1051

One option for statutory modification is N.Y. Family Court Act section 1051, which sets forth the standard of maintaining a parent’s name in the state central register until ten years after the eighteenth birthday of the abused or neglected subject child.184 This statute could be amended to decrease the number of years that the parent’s name stays in the register if the parent was a minor when she or he abused or neglected a child. This modification would be helpful for minor parents who abused a very young subject child because under the current statute, information about alleged abuse could potentially stay on a minor parent’s record for twenty-eight years.185 The statute could be amended to adopt the model that Arkansas uses and remove minor parents’ names from the state central registry once the minor parent turns eighteen or if more than one year has passed since the circumstances that led to the finding of maltreatment.186 Alternatively, the statute could provide that if the parent was a minor at the time of the event of abuse or neglect and the incident was an isolated one, the parent’s name could be maintained on the register for less than ten years after the eighteenth birthday of the child (the exact amount of time could be determined by the legislature).187 These measures would alleviate some concerns of parents having “stigma” on their record for a long time that would affect their eligibility to gain employment at certain jobs.188

Opponents of these measures may argue that this proposal could severely handicap the Administration for Children’s Services in its prosecution of new cases of abuse and neglect since proof of the abuse or neglect of one child is admissible evidence on the issue of the abuse or neglect of another child (a type of neglect called derivative neglect).189 If these records are not maintained in the state central register for as long as they currently are, courts may be prevented from using these records as evidence for cases of derivative neglect. Additionally, courts could be handicapped in attempts to place children in accordance with their best interests, since they may not be aware of past incidents of abuse or neglect involving an individual being considered to care for a child.190 However, this Note does not propose abolishing Article 10 proceedings as to minor parents as a whole, so the concern that evidence of these proceedings will be completely unavailable to prove derivative neglect is unfounded.191 In cases of minor parents abusing or neglecting their children, a record would still be maintained in the state central register for a number of years and would still be available in order to prove derivative abuse and neglect and to consider the fitness of individuals to care for children during the time that record is maintained. Additionally, there is also a very real possibility that minor parents will not abuse or neglect their children a second time, especially based on the large body of evidence demonstrating that as the majority of minors mature into adults, many of their impulsive behaviors and poor decision making abilities subside.192 As a result, there may be no need for the use of these records in subsequent proceedings concerning derivative neglect.

A second concern centers around a worry that perhaps a minor parent will harm other children while they are working if their name is not kept on the state central register for the same number of years as an adult offender, allowing potential employers to screen out potential dangerous hires.193 This concern is mitigated by the fact that the legislature certainly has the leeway to consider this proposal to shorten the amount of time a parent’s name is kept on the state central register as well as the practical implications of this revision.194 Should the legislature, for example, choose to shorten the length of time in the central register from ten years after the eighteenth birthday of the youngest child found to be neglected or abused195 to nine years, the legislature would be accomplishing the goal of assisting more young people with removing their stigmatizing pasts from the state central register while also taking into account that minors have remarkably different mental capacities than adults. As the current statutory mandate of ten years after the eighteenth birthday does not seem to be rooted in a specific rationale,196 the effects of decreasing that statutory mandate by just a few years are uncertain and could certainly be piloted in the interest of protecting minors. Other states have adopted this rationale and considered the age of respondents in abuse or neglect proceedings as well as in maintenance of state central registers of abuse and neglect.197

B. #2: Modification to N.Y. Family Court Act Section 1039

The legislature could also choose to amend the statutory provisions for an ACD.198 While the childcare agency could continue the mandatory supervision of both minor parent and child, it is possible to extend the adjournment in contemplation of dismissal period for longer than a year to give a minor parent additional time to rectify the underlying issues leading to the case. This would aid minor parents by taking into account the fact that they may need additional time to make changes to their lifestyle or parenting abilities, for example, by finding work or obtaining stable housing. Furthermore, additional supervision over the minor parent could mitigate any potential risk to the subject child during this time period. A proposal allowing parents greater time to rectify these underlying issues leading to their case codifies the Pennsylvania common law approach, which recognizes the limitations many minor parents will have in satisfying goals that the court may put forth for the parent.199 This proposal would provide the minor parent a greater opportunity to have the case dismissed after the lengthened ACD period, especially if no new cases have arisen and the underlying issues leading to the initial case have been resolved.200

While there are certainly concerns about negative effects of extending the ACD period for longer than a year, the existing ACD statute already provides the court the freedom to extend this period upon consent of all parties involved.201 This statutory provision indicates that legislatures have already considered the possibility that a year long period adjourning the proceedings may not be appropriate in all cases.202 This Note argues that cases involving minor parents accused of abuse and neglect are ideal candidates to be listed in the statute as an instance where the court has the freedom to extend the ACD period sua sponte, based on the court’s consideration of the parent’s youth and immaturity. Furthermore, if the legislature elects to modify the ACD time period for minor parents, it could do so in a way that extends the outer limit of time for minor parents but still gives judges the discretion to adjourn for a shorter amount of time as well, thereby protecting children of minor parents if the court feels the need to do so.

C. #3: Amending N.Y. Family Court Act Section 1061

Section 1061 of the N.Y. Family Court Act, which allows a court to vacate any order the court enters, also stands ripe for revision.203 It is noteworthy that section 422 of the N.Y. Social Services Law, which deals with amendments of reports in the statewide central register, mandates the petitioner’s right to a hearing within ninety days of a request to amend.204 In contrast, section 1061 of the N.Y. Family Court Act leaves the decision to have a hearing regarding a stay, modification, or vacatur of a court order completely to the discretion of a judge.205 Section 1061 also leaves some ambiguity in its language requiring “good cause” to be shown to hear the motion, while not precisely defining what good cause can consist of.206 While New York judges should certainly maintain the discretion to deny a motion to amend or vacate a court order,207 this Note proposes amending section 1061 of the N.Y. Family Court Act to be more in line with section 422 of the N.Y. Social Services Law, requiring family courts to at least hear a motion to modify or vacate an order made by a minor parent. This modification would ensure that minors are given the chance to advocate for themselves and that the court is required to at least consider taking age into account in its decision making process.

If this proposal is adopted, there is a concern that courts would be inundated with more motion practice because more minors will move to have their convictions vacated. This proposal is strengthened by the fact that New York courts already possess the power to expunge their own records under the statute as it stands.208 This proposal is merely suggesting that more of this inherent power should be used to ensure that the age and circumstances of minors are taken into account in determinations that courts already make on a regular basis. Judges will still have discretion on the ultimate disposition of a modified vacation of an order motion, but could additionally be required to hear the motion of a minor parent, or a parent that was a minor when a finding was entered against them in family court.

While the concern regarding more motion practice is certainly a valid one, the importance of these measures cuts against the possibility of more motion practice. Courts have recognized time and time again that adolescents are not adults and, as a result, cannot be held to the same standards and proceedings that adults are.209 The Supreme Court has even held unconstitutional measures that attempted to subject children to adult criminal justice proceedings.210 Following those cases, juvenile delinquency courts were created, despite concerns about increased litigation, so the benefits to adolescents should outweigh the concerns in the abuse and neglect setting as well. Finally, while this concern is surely very real and important to adolescents who have been accused of abuse or neglect, statistics show that the majority of individuals who abuse or neglect children are aged eighteen to forty-four years, and offenders below the age of eighteen make up only a small portion of the population.211 As a result, these proposed measures will not affect a majority of the Article 10 proceedings heard in New York, meaning that motion practice will likely remain substantially the same.

D. #4: Modifying State Central Register Procedures Under Family Court Act Section 1051

The legislature could also consider amending the way reports are recorded in the central register to differentiate between minor offenders and adult offenders, as the statute currently makes no distinction.212 This revision would allow employers to take into account the youth of minor offenders in hiring decisions and perhaps even disregard indicated cases based on the youth of the parent at the time the offense took place. Vermont took this approach in maintaining its state central register because the legislature recognized that being placed on a registry can damage a child’s reputation and cause a loss of job opportunities.213 As Vermont’s juvenile statutes are designed to focus on rehabilitation rather than punishment,214 the protections in place help guard against a long-lasting stigma.215 New York could also protect against these negative consequences by similarly modifying its state central register procedures.

The strongest counterargument against this proposal is that it does not go far enough to protect minor parents and instead places the onus on employers reading the state central register to take youth into account when making hiring decisions. This proposal would hopefully help to protect minor parents from many of the stigmatizing effects of a finding of abuse or neglect against them, but would largely keep the court system out of this protective action. This proposal would likely be most effective if adopted in conjunction with any of the previously proposed measures.

IV. Generally Applicable Counterargument and Response: Proposed Measures Will Still Protect Children

The main counterargument to creating a separate procedure for adolescent parents accused of abuse or neglect concerns potential further harm to the subject child if the minor parent is not properly monitored.216 Allowing a child to be further harmed by a parent clearly goes against the “best interests of the child” standard articulated in the Family Court Act.217 For this reason, courts have expressly rejected any proposal completely immunizing minor parents from Article 10 proceedings.218 Instead, youth can simply be taken into account in the proceedings by mandating consideration by the court of a minor’s age and circumstances when considering whether to vacate a court order or expunge a record.219 While there is certainly a concern about leaving children in dangerous situations, this is a constant concern in all Article 10 proceedings where there is a possibility that a child may be in danger and the reason that Article 10 allows the court to place respondents under supervision upon release of a child to respondent parents.220 As a result, it is possible to address this disparate treatment of minor parents in abuse and neglect proceedings not by completely negating liability, but instead by simply considering how youth may have played a role in the wrongdoing, as other court systems do.221 Rather than tying the court’s hands and preventing action if necessary to protect a subject child, a mandate that courts consider youth but still maintain the power to take action to protect the child of a minor parent if necessary, could produce results similar to those achieved in other court systems.222 This measure would not alter the emergency procedures still available under Article 10 at all, and would still give ACS the power to intervene in a seriously dangerous situation.223

Conclusion

The ideal case for these statutory modifications to apply would be a case where a minor parent has made a mistake that resulted in a finding of abuse or neglect, has taken sufficient steps to correct the error, and has demonstrated insight and a desire to not repeat the error in question.224 In cases such as this, there is no benefit to society to keep the names of these minor parents on file in police and court records, and the court should have the power to make modifications with the best interests of the minor parents in mind.

The opportunity for minor parents to have their records of abuse or neglect expunged provides them with a chance to move on with their lives after what was certainly an extremely trying and difficult time. As other states have already codified protections similar to what is suggested here, and New York is already moving in a direction involving taking youth into account, the proposals contained in this Note provide a logical next step to achieve a balance between protecting both young subject children and their minor parents.


* Symposia Editor, Cardozo Law Review; J.D., Benjamin N. Cardozo School of Law, 2018; B.A., Providence College, 2013. I would like to thank my Note Editor, Ira Handa, and Professor Edward Stein for their invaluable guidance. Thank you to the entire Cardozo Law Review for the incredible attention to detail that was taken with the publication of this Note. To my parents and Brendan, thank you for your constant support and unwavering patience. Finally, thank you to all my family and friends who have helped me each step of the way. I feel so grateful that I have so many of you in my corner that I do not have room to list you each individually. Before attending law school, I was a middle school teacher in Memphis, TN. To all of my former students, thank you for everything you taught me, and to my incredible Treadwell Middle School and Teach for America teams, thank you for helping me to see the value, fragility, and power of each child.